Cantitate/Preț
Produs

Market Abuse and Insider Dealing

Autor Professor Barry Rider, Professor Kern Alexander, Stuart Bazley, Jeffrey Bryant
en Limba Engleză Hardback – 28 oct 2022
Market abuse and insider dealing remains and always has been a real concern for all those that operate in the financial sector. Some of the earliest laws relating to trade outlaw attempts to artificially interfere with the proper functions of the markets and ensure fairness.

With recent changes to both the UK and European regimes the line between what is normal (and sensible) business practice and what may now be classified as market abuse is becoming increasingly fine. This raises questions about communications between financial institutions and investors, and about corporate and analyst access.

Market Abuse and Insider Dealing provides guidance on and explanation of the range of potential legal and regulatory responses to this complex area of law.

Providing a thorough analysis and assessment of the law relating to market abuse and insider dealing, the new fourth edition includes:
- analysis of the impact of Brexit
- significant new case law and legislation including MiFID II; Money Laundering Regulations 2017; the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017; Criminal Finances Act 2017 with Unexplained Wealth Orders; The Fifth Money Laundering Directive
- the new Corporate Governance Code
- new content on: control and senior managers' responsibility/liability; the FCAs competition law jurisdiction where it is appropriate to do so in relation to market abuse; a new table of UK decided market abuse cases

This title is included in Bloomsbury Professional's Banking and Finance Law online service.
Citește tot Restrânge

Preț: 102171 lei

Preț vechi: 136412 lei
-25%

Puncte Express: 1533

Carte disponibilă

Livrare economică 18 mai-01 iunie


Specificații

ISBN-13: 9781526509109
ISBN-10: 1526509105
Pagini: 560
Dimensiuni: 160 x 252 x 38 mm
Greutate: 1.08 kg
Ediția:4th edition
Editura: Bloomsbury Publishing
Colecția Bloomsbury Professional
Locul publicării:London, United Kingdom

Cuprins

Chapter 1 The nature of insider dealing and market abuse
Chapter 2 Insider dealing: the civil law
Chapter 3 The main offences of insider dealing - dealing on the basis of inside information
Chapter 4 The market abuse regime
Chapter 5 FSMA criminal offences of market manipulation
Chapter 6 Fraud and financial crime
Chapter 7 Anti-money laundering and proceeds of crime
Chapter 8 Conflicts of interest
Chapter 9 Issuer disclosure and liability
Chapter 10 Information gathering
Chapter 11 Investigations
Chapter 12 Enforcement issues
Chapter 13 Compliance procedures and systems
Chapter 14 Personal liability of senior managers and compliance officers
Chapter 15 Control liability
Chapter 16 The impact of other laws: domestic and overseas

Recenzii

...this excellent work...For a busy practitioner working in the financial regulatory sector, this book is a purchase which the firm's librarian must be persuaded to obtain. It is an invaluable guide and enables the practitioner to negotiate areas of criminal and administrative law with which he may not be intimately familiar...