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Wiley FINRA Series 7 Exam Review 2017: The General Securities Representative Examination

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en Limba Engleză Carte Paperback – 02 May 2017
The go–to guide to acing the Series 7 Exam!
The General Securities Representative Examination (Series 7) is an entry–level exam that qualifies individuals for registration with all self–regulatory organizations to trade, promote, and sell all forms of general securities.
This intense six–hour test is the must–pass exam for aspiring financial professionals. The exam consists of 250 questions about everything from stocks and stock markets, government securities, municipal and corporate bonds, and options to rules for acquiring customers and handling their accounts, general economic theory, and the rules and regulations of the Securities and Exchange Commission.
Created by the experts at The Securities Institute of America, Inc., Wiley Series 7 Exam Review 2017 arms you with what you need to score high on the test and pass the Series 7 Exam. Designed to let you build and fine–tune your knowledge of all areas covered and guarantee that you′re prepared mentally and strategically to take the test, it provides:
  • Hundreds of examples
  • Assorted practice questions for each subject area covered in the exam
  • Priceless test–taking tips and strategies
  • Helpful hints on how to study for the test, manage stress, and stay focused
Wiley Series 7 Exam Review 2017 is your ticket to passing the test with flying colors—on the first try—and becoming a registered General Securities Representative.
Visit www.efficientlearning.com/finra for more information.
The Securities Institute of America, Inc. helps thousands of securities and insurance professionals build successful careers in the financial services industry every year. Our securities training options include:
  • Onsite classes
  • Private tutoring
  • Classroom training
  • Interactive online video training classes
  • State–of–the–art exam preparation software
  • Printed textbooks
  • Real–time tracking and reporting for managers and training directors
As a result, you can choose a securities training solution that matches your skill level, learning style, and schedule. Regardless of the format you choose, you can be sure that our securities training courses are relevant, tested, and designed to help you succeed. It is the experience of our instructors and the quality of our materials that make our courses requested by name at some of the largest financial services firms in the world.
To contact The Securities Institute of America, visit us on the web at www.SecuritiesCE.com or call 877–218–1776.
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Specificații

ISBN-13: 9781119379751
ISBN-10: 111937975X
Pagini: 624
Dimensiuni: 215 x 277 x 32 mm
Greutate: 1.47 kg
Editura: Wiley
Locul publicării: Hoboken, United States

Textul de pe ultima copertă

The go–to guide to acing the Series 7 Exam!
The General Securities Representative Examination (Series 7) is an entry–level exam that qualifies individuals for registration with all self–regulatory organizations to trade, promote, and sell all forms of general securities.
This intense six–hour test is the must–pass exam for aspiring financial professionals. The exam consists of 250 questions about everything from stocks and stock markets, government securities, municipal and corporate bonds, and options to rules for acquiring customers and handling their accounts, general economic theory, and the rules and regulations of the Securities and Exchange Commission.
Created by the experts at The Securities Institute of America, Inc., Wiley Series 7 Exam Review 2017 arms you with what you need to score high on the test and pass the Series 7 Exam. Designed to let you build and fine–tune your knowledge of all areas covered and guarantee that you′re prepared mentally and strategically to take the test, it provides:
  • Hundreds of examples
  • Assorted practice questions for each subject area covered in the exam
  • Priceless test–taking tips and strategies
  • Helpful hints on how to study for the test, manage stress, and stay focused
Wiley Series 7 Exam Review 2017 is your ticket to passing the test with flying colors—on the first try—and becoming a registered General Securities Representative.
Visit www.efficientlearning.com/finra for more information.
The Securities Institute of America, Inc. helps thousands of securities and insurance professionals build successful careers in the financial services industry every year. Our securities training options include:
  • Onsite classes
  • Private tutoring
  • Classroom training
  • Interactive online video training classes
  • State–of–the–art exam preparation software
  • Printed textbooks
  • Real–time tracking and reporting for managers and training directors
As a result, you can choose a securities training solution that matches your skill level, learning style, and schedule. Regardless of the format you choose, you can be sure that our securities training courses are relevant, tested, and designed to help you succeed. It is the experience of our instructors and the quality of our materials that make our courses requested by name at some of the largest financial services firms in the world.
To contact The Securities Institute of America, visit us on the web at www.SecuritiesCE.com or call 877–218–1776.

Cuprins

About the Series 7 Exam xxiii About This Book xxvii
About the Test Bank xxviii
About the Securities Institute of America xxix
Chapter 1 Equity Securities 1
Chapter 2 Debt Securities 29
Chapter 3 Government Securities 55
Chapter 4 Municipal Securities 65
Chapter 5 The Money Market 109
Chapter 6 Economic Fundamentals 117
Chapter 7 Options 133
Chapter 8 Mutual Funds 199
Chapter 9 Variable Annuities 241
Chapter 10 Issuing Corporate Securities 257
Chapter 11 Trading Securities 277
Chapter 12 Customer Accounts 311
Chapter 13 Margin Accounts 333
Chapter 14 Retirement Plans 353
Chapter 15 Brokerage Office Procedure 375
Chapter 16 Fundamental and Technical Analysis 395
Chapter 17 Direct Participation Programs 413
Chapter 18 Customer Recommendations, Professional Conduct, and Taxation 427
Chapter 19 Securities Industry Rules and Regulations 457
Answer Keys 497
Glossary of Exam Terms 515
Index 581